Senior Compliance Analyst

Company: VirtualVocations
Location: Huntington Beach
Posted on: November 7, 2024

Job Description:

A company is looking for a Senior Compliance Analyst to support compliance consulting services for financial regulations.

Key Responsibilities

Provide registration and compliance services consulting to clients
Assist in the preparation and tracking of compliance-related documentation and training
Collaborate with Compliance Consultants on projects and maintain internal compliance documents

Required Qualifications

Bachelor's degree or equivalent experience
Prior brokerage, compliance, or financial services experience required
Series 7 and 24 licenses are a plus

Keywords: VirtualVocations, La Quinta , Senior Compliance Analyst, Professions , Huntington Beach, California

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